Teranode Review · diligence packet

What a compliance review needs, in one place.

Teranode Review separates an AI-generated answer from a cross-vendor review, preserves attributed findings, requires a human disposition, and produces a timestamped review record with human-entered attestation. This page assembles the materials available for vendor review. Every item is labeled honestly: what exists is linked, what is on request says so, and what does not exist yet is not claimed.

01

Inspect the review record.

  • Illustrative separate-vendor review record · available now. A synthetic AI-generated advisory answer is reviewed through evidence, fiduciary, risk, and alternatives lenses across three model vendors other than the declared source vendor. The sample preserves flag-form findings, the human disposition and written basis for each finding, the final human decision, reviewer attestation, timestamp, model provenance, and an inline SHA-256 fingerprint limitation. It contains no client data and is printable to PDF. Open the sample record. Check a record.
  • Product workbench · available now. Inspect the source input, attributed findings, human dispositions, and the completed record in the current product surface: /review/disposition.

“Independent” here means the review comes from model vendors separate from the source; it is not third-party independent assurance, which is not yet obtained.

02

Regulatory and methodology materials.

  • Regulatory mapping · available now. Each regulatory pressure, what the record captures for it, and what Teranode does not claim: /methodology, the map.
  • Model-pin methodology and decision rules · available now. Which model is pinned to each role, the evals behind each pin, and the rules for shipping a pin change: /methodology.
  • Evaluation method and its limits · available now. The internal evaluation, stated with its limitations (founder-designed sample, single rater, small n, internal only, not predictive): /methodology, eval limits.
  • Third-party review of the record format · not yet obtained. We are seeking an independent compliance-attorney or compliance-consultant review of the artifact structure. Until it exists, no page here claims one. We expect to link it here once obtained.
03

Privacy, security, and vendors.

  • The data path, end to end · available now. Every hop a scenario travels and the two opt-in exceptions: /privacy, the data path.
  • Privacy posture · available now. What is and is not persisted, vendor retention terms, deletion process: /privacy.
  • Security posture · available now. Controls, encryption, incident response, and SOC 2 status stated plainly (planned, not yet engaged): /security.
  • Sub-processor table · available now. Each vendor, its role, and the data it sees: /trust.
04

On request and in preparation.

  • Security questionnaire (SIG-Lite style) · on request. Completed for firms in active vendor review. Email founders@teranode.ai.
  • Vendor DDQ standard responses · in preparation. A standing question-by-question DDQ document is being finalized; until then the security questionnaire above covers the same ground on request.
  • Implementation checklist · in preparation. The step-by-step adoption path for a pilot firm (access, supervision touchpoints, filing workflow).
  • DPA · executed as part of a pilot engagement. Approach described on /security.

Teranode does not make recommendations, does not supervise advisors, and is not an investment adviser, a broker-dealer, or a law firm. Whether and how a firm uses these records belongs in the firm's written supervisory procedures, a determination for the firm and its counsel. Questions: founders@teranode.ai.